Best's Loss Control Report

Securities Firms - Brokers and Dealers

Best's Loss Control reports describe the hazards present in a wide variety of industries and municipal services. Each report includes a description of the industry, on-site inspection checklists to identify exposures and loss controls, and a Hazard Index chart that quantifies the degree of liability in relevant lines of insurance.

Report Date: 5/17/2024 2:31:44 PM
Report Type: Update
Report Description: The Securities Broker Dealers report helps readers assess the insurance needs of firms or individuals that execute transactions in securities (e.g., notes, stocks, bonds) for the accounts of others. Professional Liability, Crime and Cyber Insurance are the lines of insurance coverage that carry the highest degree of exposure. Special exposures include misrepresentation or omission of important information about securities, misappropriating or illegally pledging customers’ funds or securities, and breach of sensitive client information. Related reports include Accounting Firms, Call Centers, Banks – Commercial, E-tailers, Financial Planning Firms, Insurance Agents and Brokers, and Online Payment Services.

*Note:Purchase a full subscriptionto Best's Loss Control Reports Online and receive access to over 600 articles, as well as in depth reports including the exclusive Best's Hazard Index and Industry Codes.

To place your order by phone, contact our Customer Service Department at (908) 439-2200 ext. 5742 Monday through Friday 8:30 am to 4:30 pm ET.