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Best’s News & Research Service subscription required - June 05, 2018 12:22 PM (EDT)

SEC Fines Firm $8 Million for Misleading Investors Over Pension Benefits

The U.S. Securities and Exchange Commission has fined investment adviser deVere USA Inc. $8 million to settle an investigation over allegations the firm used sales practices that misled clients . . .

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Settlements (Litigation) 401(K) Plans Fines And Penalties District Of Columbia Pensions


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